Uttar Pradesh Pollution Control Board (UPPCB)
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Uttar Pradesh Pollution Control Board Registration | Process & fee
Uttar Pradesh has a large number of industrial and manufacturing units. These activities can generate industrial waste and effluents that may affect water, air, and the surrounding environment if they are not properly managed. To control pollution and ensure environmental compliance, industries are required to obtain the necessary approvals from the Uttar Pradesh Pollution Control Board (UPPCB).
The state authorities have introduced regulatory measures for industries and factories to control air and water pollution. UPPCB monitors industrial activities, collects environmental data, and implements regulations to reduce pollution and protect the environment.
Any industry, manufacturing unit, food processing unit, warehouse, or other business that may cause pollution is required to obtain the applicable consent from UPPCB before its operations. Depending on the nature and pollution potential of the activity, businesses may need Consent to Establish (CTE) and Consent to Operate (CTO). Operating without the required consent may lead to penalties and other legal action.
Therefore, pollution control board registration in Uttar Pradesh is an important compliance requirement for eligible industries and businesses. Professional assistance helps businesses understand the applicable requirements, prepare documents, and complete the application process accurately.
How to Apply for UPPCB Registration in Uttar Pradesh?
To get consent (CTE/CTO) from the Uttar Pradesh State Pollution Control Board, apply online. Follow the step-by-step process below:
- Step 1: Register Account: Navigate to the single-window portal Nivesh Mitra and create a login ID and activate the account.
- Step 2: Select Type of Service: Choose a category from CTE/CTO according to an occupier’s requirements. Applicants can apply for CTE to get approval for construction and extension, and CTO to commence business operations.
- Step 3: Fill Common Application Form: Provide necessary details about the industry and occupier, which include investment size, category (Red, Orange, Green & White), and personal details.
- Step 4: Upload Documents: Attach required digital copies of factory layout, manufacturing process details, PAN, and Pollution control plans.
- Step 5: Pay Fee: Pay the statutory government fee through the integrated payment gateway on the Nivesh Mitra Portal.
- Step 6: Wait for Inspection: The board officials will evaluate the premises and examine whether all the safety measures are followed properly.
- Step 7: Get Approval: If the officers are satisfied with the layout plans, geographical location, safety measures, and pollution control methods, then approval will be granted.
- Step 8: Download Certificate: Applicants can download the e-Consent to Establish or e-Consent to Operate certificate through the Nivesh Mitra Portal.
Documents Required for UPPCB CTE/CTO Application
Applicants have to submit the necessary documents at the time of registration. Required documents for UPPCB (Consent to Establish/Consent to Operate) are listed below:
Consent to Establish
- DPR, MOA/AOA
- Manufacturing Process Flowchart
- Water Consumption/Wastewater Balance
- ETP/STP Design
- Pollution Control Measures
- CGWA Groundwater Clearance
- Aadhaar, PAN of factory owner/occupier
- GST Registration Certificate
- Ambient Air Quality (AAQ) Certification
- Noise Level Survey Report from NABL
Consent to Operate
- Audited Balance Sheet
- Factory License Copy
- ETP/STP Commissioning Certificate
- Effluent/Emission Analysis Reports
- Waste Disposal Agreements
Total Fees for Obtaining Consent from UPPCB
Occupiers must pay UPPCB CTE CTO fees based on capital investment, size and scale, and pollution risk (Red, Orange, Green, and White). Check the table below to know the government fee:
| Sl. No. | Total Capital Investment (in Rs.) | Fee (in Rs.) per annum |
|---|---|---|
| 1. | Not exceeding 5 lakhs | 250/- |
| 2. | above 5 & upto 20 lakhs | 500/- |
| 3. | Above 20 & upto 50 Lakhs | 1000/- |
| 4. | Above 50 & upto 1 Crore | 2000/- |
| 5. | Above Rs. 1 Crore & upto 5 Crore | 5000/- |
| 6. | Above Rs. 5 Crore & upto 10 Crore | 7500/- |
| 7. | Above Rs. 10 Crore & upto 25 Crore | 10000/- |
| 8. | Above Rs. 25 Crore & upto 50 Crore | 20000/- |
| 9. | Above Rs. 50 Crore & upto 100 Crore | 50000/- |
| 10. | Exceeding Rs. 100 crore | 100000/- |
At Professional Utilities, we follow transparent criteria for Uttar Pradesh Pollution Control Board online registration. The fee amount is calculated on the basis of industrial categories, including red, orange, green, and White. Check the table below to know the professional fees:
| Category | Consent to Establish/Consent to Operate | GST (18%) | Total (incl. GST) |
|---|---|---|---|
| White | ₹20,000 | ₹3,600 | ₹23,600 |
| Blue | ₹20,000 | ₹3,600 | ₹23,600 |
| Green | ₹25,000 | ₹4,500 | ₹29,500 |
| Orange | ₹30,000 | ₹5,400 | ₹35,400 |
| Red | ₹35,000 | ₹6,300 | ₹41,300 |
Applicants can apply for a CTE/CTO from the UPPCB smoothly by getting in touch with Professional Utilities.
What is the Uttar Pradesh Pollution Control Board?
Uttar Pradesh Pollution Control Board is a legal entity that is accountable for examining pollution levels. They focus on industrial development that goes hand in hand with sustainable development.
UPPCB has been established to regulate and implement various pollution control laws. They collect and compile important data about air, water, and soil and report findings to CPCB and the Central Government for policy development and regulatory reforms.
The UPPCB follows various laws stated under the environmental prevention rules and regulations:
- Forest Conservation Act, 1980
- Wildlife Protection Act, 1972
- The Environment Protection, 1986
- The Water (Prevention and Control of Pollution )Act, 1974
- The Air (Prevention and Control of Pollution) Act, 1982
List of Category-Based Industries in Uttar Pradesh
Uttar Pradesh is classified as an industrial sector and has diverse units that comprise agriculture, textiles, leather, and sugar processing units. These industries are categorized into different categories based on waste-generating capacity and potential pollution risk.
Industries are categorised under red, orange, green, and white categories. Here is a list representing category-wise industries along with processing activities:
| City | Category | Pollution Level | Local Manufacturing Activity |
|---|---|---|---|
| Kanpur | Red | High | Leather Tanneries |
| Mathura | Red | High | Petrochemical & Oil Refinery Units |
| Noida | Orange | Moderate | Auto Parts & Electronics Assembly |
| Moradabad | Orange | Moderate | Brass & Metal Handicraft Units |
| Agra | Green | Low | Leather Footwear & Handicraft Units |
| Varanasi | Green | Low | Banarasi Silk Weaving |
| Prayagraj | White | Low/Zero | Solar Power & Organic Farming |
| Jhansi | White | aLow/Zero | Wind Energy Projects |
Benefits of Uttar Pradesh Pollution Control Board Registration
There are several benefits of Uttar Pradesh State Pollution Control Board registration, including public health regulation, environmental protection by monitoring industrial pollution, managing waste, and ensuring clean air and water. Read the benefits in detail below:
- Acts as a legal authorization for industries to operate a manufacturing unit that meets all environmental standards.
- Protects industries and factories from closure and prosecution.
- The online registration process streamlines the application significantly without any hassle.
- Gives access to government tenders and contracts which are required at the time of establishment.
- UPPCB consent provides commitment to sustainable development along with industrial growth.
UPPCB Consent: Validity & Renewal Period
The validity and renewal timeline may vary by state. As per the Uttar Pradesh Pollution Control Board, the total timeline to get a consent to establish and consent to operate:
| Category | Timeline |
|---|---|
| Validity |
CTE is valid for 3 years Validity of CTO for the following categories: Red Category: 5 years Orange Category: 10 years Green Category: 15 years Blue Category: 2 years more than other industrial categories based on pollution index. |
| Renewal Period | It generally takes 120 days (4 months) |
Note: White category industries have a pollution index less than 20 and are generally exempt from obtaining mandatory UPPCB consent.
Objectives of Uttar Pradesh Pollution Control Board Registration
The following are the objectives of UPPCB registration:
- To advise the state government on any issue related to the reduction, prevention, or control of water pollution
- To spread knowledge about water pollution and ways to avoid, regulate, or eliminate it
- Collect, compile, and prepare comprehensive and statistical data about pollution of the air and water
- Establish regulations for sewage, trade effluents, and emissions from manufacturing facilities, vehicles, and healthcare facilities.
- To help in the development of new technology for the treatment of sewage, trade effluents, and control equipment.
- Granting permits to various industries, including the ones in Red, Orange, Green, and White categories.
- Businesses and healthcare facilities can apply for authorization under the following categories e-waste, biomedical waste, hazardous waste management, plastic waste management, battery waste management, and health care facilities
Consequences of Operating Without UPPCB Consent
Operating an industry without a valid approval, including (Consent to Establish/Consent to Operate) from the Uttar Pradesh Pollution Control Board, may violate environmental laws. Occupiers have to face severe penalties, including heavy daily fines, mandatory operational shutdown, and criminal prosecution, which can lead to potential imprisonment.
Here is a table representing the penalties and punishments for violating the law:
| Consequences | Applicable Act | Punishment/Penality |
|---|---|---|
| Criminal prosecution | Water (Prevention and Control of Pollution) Act, 1974 (Section 44) | Imprisonment up to 6 years and fine |
| Criminal prosecution | Air (Prevention and Control of Pollution) Act, 1981 (Section 40) | Imprisonment up to 6 years and fine |
| Show-cause notice & closure | UPPCB directive | Unit closure until consent is obtained |
| Utility disconnection | UPPCB directive to UPPCL & water supply authority | Power and water supply disconnection |
| Surprise inspection | UPPCB enforcement | On-the-spot enforcement action |
| Environmental penalty | National Green Tribunal (NGT) | Environmental compensation and restoration orders |
Apply for UPPCB consent (CTE/CTO) from Professional Utilities; otherwise, businesses are considered illegal and subject to severe legal penalties.
Consent Required for Uttar Pradesh Pollution Control Board
Consent to establish (CTE)
For all industry categories, a No Objection Certificate or consent to establish is necessary. prior to the start of any business, the UPPCB issues a certificate known as a CTE. The CTE from the State Pollution Control Board is required for each project proponent. The application must be submitted through the given procedure with the application fee and inspection of the same. These documents make sure that any covenants mentioned in the certificate are not objectionable to an enterprise.
Consent to operate (CTO)
The unit that is established needs to get the No Objection Certificate from the SPCB for the operations of the project or unit in the concerned state. The application for the Consent to operate requires to fill a separate form along with the application fee and documents, based on the correctness of the same application.
Industries Categorization as per Uttar Pradesh Pollution Control Board
The categorization processes have been primarily based on the scale of the industries and resources consumption, and pollution from the release of pollutants and effluents, as well as its anticipated impact on health, has not been regarded as a primary criterion. The categories are as follows:
- Red category: Industrial sectors having a pollution Index score of 60 and above
- Orange category: Industrial sectors having pollution index score of 41 to 59
- Green category: Industrial sectors having pollution index score 21 to 40
- White category: Industrial sectors having pollution index scores up to 20
With the help of categorization, cleaner technology will be adopted by industrial sectors, which will ultimately produce no or very little pollution. It will also make sure that the industry is formed in a way that aligns with environmental goals
Validity of Consent from Uttar Pradesh Pollution Control Board
The validity of consent to establish is three years and consent to operate is five years. if the prices for these years are remitted, consent may be given for the orange category for a maximum of 10 years and the green category for a maximum of 15 years.
Validity of the renewed Consent
The maximum timeframe for finishing the process is one week from the date of the completed application is submitted. At three months before its expiry, a request for its renewal must be made. A penalty equal to 25% of the prescribed Consent will be imposed if the renewal applications are received during the last three months of the validity period. A fine equal to 50% of the consent fee must be paid if the application is submitted after the validity period has passed.
Secure Consent from UPPCB with Professional Utilities
Getting approval from Uttar Pradesh is a crucial step for extending or operating a manufacturing unit anywhere in Greater Noida, Kanpur, Ghaziabad, Lucknow, and Varanasi. The government has enforced strict regulations for sustainable development.
Professional Utilities is a trusted legal partner that helps businesses obtain consent from the Uttar Pradesh Pollution Control Board. Our Experts will guide through eligibility, paperwork, and compliance. We handle everything from the beginning to the end by following guidelines under the environmental acts. For more details, occupiers can contact us, and our team will get in touch as soon as possible.
FAQ's on Uttar Pradesh Pollution Control Board
What is UP Pollution Control Board Registration?
UP Pollution Control Board registration is the process of obtaining mandatory environmental clearance and legal certification to evaluate whether industries are following the state norms under the Water and Air Acts.
It is issued by the UPPCB (Uttar Pradesh Pollution Control Board) and allows the government to monitor, regulate, and control air and water pollution from commercial and industrial activities.
Who needs UPPCB registration in Uttar Pradesh?
Any manufacturing unit that is involved in manufacturing units and commercial unit. It discharges waste, releases emissions, and handles hazardous materials.
How do I register for pollution control in Uttar Pradesh?
Occupiers can register for UPPCB consent by applying through the Nivesh Mitra Single Window Portal under the Uttar Pradesh Pollution Control Board.
Register on the portal and create an account, provide basic details including address, production capacity, workforce, choose the service, consent type, upload documents, and pay the required fees.
What documents are required for UPPCB registration?
The required documents for Uttar Pradesh Pollution Control Board registration, occupiers must provide basic business property details and pollution control details, including Aadhaar Card, PAN Card, Partnership Deed, Memorandum of Association (MOA), Articles of Association (AOA), or Certificate of Incorporation, Sale Deed, Building Layout Plan, Land Clearances, and Project Report.
What is the Pollution Control Board certificate fee in Uttar Pradesh?
The Uttar Pradesh Pollution Control Board fee structure for obtaining CTE or CTO is variable and depends upon the industrial size, pollution risk category, and capital investment.
What is the role of UPPCB in industrial pollution control?
The UPPCB is the functioning body for preventing, controlling, and maintaining industrial air and water pollution across the state of Uttar Pradesh. It is a regulatory body that monitors ambient air quality and major surface-level water bodies.
Which industries require a Pollution Control Board certificate in Uttar Pradesh?
Industries that are classified under the Red, Orange, and Green Categories require a Uttar Pradesh Pollution Control Board Certificate. It includes all types of manufacturing units such as chemical plants, pharmaceuticals, oil refineries, thermal power plants, food processing, bakery, and automobile servicing.
What is the validity of a Pollution Control Board certificate in Uttar Pradesh?
The validity for CTO are valid for 5 years and can be extended up to 2 years, whereas the validity of a CTE varies by industrial category between 5 and 10 years.
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